Monday 26th August 2019
Twitter Facebook Twitter LinkedIn RSS

Comsure operates in:the UK, Jersey, Guernsey

News

Pages: « 1 2 522 523 524 540 541 »

Broker banned for client money failings

The director of a Manchester based mortgage and general insurance firm has been banned by the Financial Services Authority (FSA) from holding senior positions in the financial services industry. The FSA found his failure to comply with client money rules resulted in the loss of roughly GBP 85,000 of his customers’ money. When Bridgewater sold […]

Read More

Arch Cru boss blames managers of failed funds

Chairman of Cru Investment Management, which marketed investment funds that have been suspended for almost a year, makes allegations of improper behaviour against manager Arch suspended by the Financial Services Authority last year has written to the Serious Fraud Office outlining his fear that the investment managers of funds he marketed and promoted may have […]

Read More

Live audio webinar: Shah v HSBC what does the decision mean? –

Live audio webinar: Shah v HSBC what does the decision mean? – As part of Comsures own CPD all of its employees, consultants and selected clients will be participating in the public Herbert Smith webinar on Shah v HSBC and what does the decision mean? this webinar will be held on Tuesday 23 February 12.45-1.45pm […]

Read More

FSA bans and fines a hedge fund manager for ‘mis-marking’

FSA bans hedge fund manager and fines him £140,000 for ‘mis-marking’ – On 3 February 2010, the FSA published the Final Notice it has issued to Simon Treacher, a London-based hedge fund manager, prohibiting him from carrying on any controlled functions, and fining him £140,000. Mr Treacher was employed as a portfolio manager in the […]

Read More

Keeping foreign corruption out of the United States: four case histories

Keeping foreign corruption out of the United States: four case histories – A report released by the United States Senate, permanent subcommittee on investigations Committee on Homeland Security and Governmental Affairs in conjunction with the Permanent subcommittee on investigations – February 4, 2010 hearing. This Report examines how politically powerful foreign officials, their relatives, and […]

Read More

FSA insider dealing cases

FSA announces arrest of three men in investigation into suspected insider dealing – On 29 January 2010, the FSA published a press release announcing that three men were arrested on 28 January 2010 in connection with an FSA investigation into suspected insider dealing. According to the press release, search warrants were executed at four addresses […]

Read More

Austrian count charged over BAE ‘bribery’

Austrian count charged over BAE ‘bribery’ – An Austrian count became the first person to be charged in the BAE bribery investigations. Count Alfons Mensdorff-Pouilly, a former agent for the British weapons giant, appeared before Highbury Corner magistrates’ court to be charged with offering bribes in order to win defence contracts in central and eastern […]

Read More

Three men arrested for insider dealing

Three men have been arrested in connection with an FSA investigation into insider dealing. The men, all aged 38, were arrested and interviewed yesterday before being released on police bail. No further details have been revealed by the regulator, though it is known search warrants were executed at four London addresses as part of the […]

Read More
Pages: « 1 2 522 523 524 540 541 »
WP Facebook Auto Publish Powered By : XYZScripts.com