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25/05/2022

SEC Charges Wells Fargo Advisors With Anti-Money Laundering Related Violations

The Securities and Exchange Commission today announced charges against Wells Fargo Advisors for failing to file at least 34 Suspicious Activity Reports (SARs) in a timely manner between April 2017 and October 2021. Wells Fargo Advisors, the St. Louis-based broker-dealer, has agreed to pay $7 million to settle the charges.


https://www.sec.gov/news/press-release/2022-85#.Yo5dqvBSvPw.linkedin

FRAUD