Saturday 15th December 2018
Twitter Facebook Twitter LinkedIn RSS

Comsure operates in:the UK, Jersey, Guernsey

FSA/FCA List of fines reviewed:

 

The fines below since 2002 are not exhaustive, but the current total fine issue is approximately £269,201,500

 

2002 (£750,000)

2003 (£3,570,000)

2004 (£2,125,000)

2005 (£205,000)

2008 (£66,500)

2010 (£153,000)

2012 (9,586,500)

2013 (£4,725,000)

2014 (£7,640,400)

2015 (£74,129,500)

2016 (£3,250,600)

  • 12/10/2016 – Sonali Bank (UK) Limited – £3,250,600 – For breaches of PRIN 3 and PRIN 11 related to culture/governance, failing to be open and co-operative and financial crime in the retail bank sector.
  • 12/10/2016 – Steven Smith [Sonali Bank (UK) Limited] – £17,900 – For breaches of APER 6 and PRIN 3 (knowingly concerned) related to financial crime and a lack of fitness/propriety in the retail bank sector.

2017 (163,000,000)

  • 31/01/2017 FCA fines Deutsche Bank £163,000,000 for serious anti-money laundering controls failings
WP Facebook Auto Publish Powered By : XYZScripts.com